Empowering Communities: How Councils Can Boost Wellbeing Amid Austerity

Alice Munson

This is the first of two blogs resulting from this year’s INLOGOV undergraduate summer intern project, which examined how councils can boost wellbeing amid austerity. This first article summarises some of the key literature, the second article (next week) will explore practice examples.

In a period characterised by fiscal austerity, local governments confront major hurdles in providing basic services while working with tight resources. Spending cuts have far-reaching consequences for communities, frequently having a negative impact on the public’s well-being and standard of living. In response to these issues, community initiatives have arisen as viable mechanisms for minimising the harmful effects of austerity policies whilst also promoting community belonging in neighbourhoods. This paper will begin with a literature review surrounding the topic, examining studies that have demonstrated the impact of community initiatives.

This article starts with a literature review examining the potential for community initiatives to achieve wellbeing outcomes, emphasising how councils may successfully collaborate with communities to reduce the negative effects of budget cuts in an age of permanent austerity. Since the 2008 global financial crisis, several nations have undertaken austerity measures that have considerably impacted local government finances and services (Lowndes and McCaughie, 2013). This ‘age of austerity’ has caused councils to reassess their approach to providing public services and ensuring community well-being (Hastings et al., 2015). In response to the spending, councils can and, on occasion, have turned to community initiatives as a possible way to preserve or improve wellness within the community.

Research consistently demonstrates that community-led initiatives can effectively address service gaps resulting from austerity measures while enhancing local decision-making practices and overall community well-being. Crisp et al. (2016) believe that community-led alternatives can assist in addressing service gaps caused by funding reduction. Their research of community-based organisations in the UK revealed that these projects might assist in areas such as employment, training and social care. Evans (2008) and Fletcher-Etherington (2010) also draw attention to the advantages of community-led initiatives, particularly highlighting enhanced decision-making procedures. Building on this concept, Fung and Wright (2003) provide further empirical support through their examination of participatory governance cases. Their research demonstrates that including the community in the decision-making process can result in more successful and fair policy results, which are more likely to improve the community’s general well-being.

Community initiatives are vital for improving public health outcomes, with research consistently showing their positive impact on physical and mental well-being. There is a strong link between community initiatives, social capital, and health outcomes, as revealed in various studies. For example, Kawachi and Berkman’s (2000) research provides compelling evidence that social connections, cultivated through community efforts, are associated with better physical and mental health. This link between community involvement and health is further explored in specific contexts, such as mental health initiatives. Knifton et al. (2010) investigated community-based mental health programs in Scotland and found that they have the potential to reduce stigma, increase social support, and improve access to mental health services. Moreover, South (2015) offers a comprehensive guide to community-centred approaches to health and well-being, emphasising the crucial role of local government and the NHS in supporting these initiatives. South’s research underscores the importance of integrating community-led approaches into broader health and social care strategies, highlighting how such integration can lead to more effective and sustainable health outcomes for the community. Strong partnerships between the council and the community, along with insights from studies like Kawachi and Berkman (2000) and Knifton et al. (2010), are crucial in this process. These studies underscore the value of community-centred approaches in improving public health and suggest that policymakers and health professionals should prioritise integrating community initiatives into mainstream health and social care strategies to promote positive well-being outcomes.

Community initiatives provide significant economic and environmental benefits, offering viable solutions for councils to improve well-being within financial constraints. Imbroscio (2013) has found in many cases that locally-driven community initiatives can create more sustainable and equitable economic outcomes compared to top-down approaches. Krasny and Tidball (2009) examined community-based environmental initiatives. They discovered that these programs not only benefited local ecosystems but also promoted social learning and community resilience. These findings are consistent with a growing global trend in communities engaging in environmental stewardship (Bennett, 2018). Examples include community-based conservation and locally managed marine areas, which have emerged in sectors such as fisheries, forestry, and water management (Berkes, 2004). This shift recognises that community initiatives can address environmental concerns while also building social connections and, therefore, well-being.

Asset-Based Community Development (ABCD) has emerged as a transformative approach to community well-being initiatives, emphasising the inherent strengths and resources within communities. McKnight and Kretzmann (2005), pioneers of the ABCD approach, argue that sustainable community development must start with recognising the capacities, skills, and assets of local residents and their associations. Their work emphasises the importance of mapping community assets as a starting point for development initiatives. The methodology is driven by community members and focuses on harnessing the inherent strengths and assets of individuals, associations, and communities to promote social change (Mathie, 2003). ABCD represents a shift from traditional deficit-based approaches to community development. Instead of focusing on needs and shortcomings, ABCD emphasises the existing strengths and resources within a community. This approach is based on the principle that every community, regardless of its challenges, possesses a wealth of assets that can be mobilised to address local issues and enhance overall well-being. The effectiveness of ABCD relies on several key mechanisms. Harrison (2019) highlights the importance of building strong, trusting relationships within the community as a fundamental aspect of this approach. These relationships form the foundation for cooperation and collective action, which are essential for the success of community initiatives. Additionally, Harrison emphasises the role of reciprocity and accountability among community members in sustaining engagement and ensuring that initiatives are both community-driven and beneficial. While ABCD is fundamentally community-driven, the role of local authorities in supporting and facilitating this approach is crucial for its success.

Local authorities play a pivotal role in nurturing and sustaining ABCD initiatives through strategic support and facilitation. Forrester et al. (2018) identify several key strategies local authorities can employ. These include participating in appreciative inquiry, which is asking positive, strength-based questions to identify and build on community successes. Local authorities can also build social capital by developing networks of connections, which are critical for community resilience and well-being. Furthermore, sponsoring local economic initiatives can assist in establishing long-term economic prospects while improving general community well-being. ABCD emphasises empowerment. According to García (2020), empowering people in the community to identify their own assets and skills can help local authorities to establish long-term community initiatives. This empowerment boosts self-efficacy and gives community members a stronger sense of ownership and duty. ABCD’s success depends greatly on a supportive and trustworthy atmosphere. Harrison et al. (2019) observe that when community members feel supported and trusted, they are more likely to actively participate and contribute to the success of community efforts. ABCD offers a promising approach to community development by focusing on the positive aspects of communities rather than their deficiencies. This strengths-based approach can lead to more sustainable and impactful outcomes. However, it is important to recognise that the success of the ABCD relies heavily on the presence of a supportive environment and the active involvement of local authorities. Local authorities must adopt a facilitative role, providing necessary support and resources and allowing community members to lead (Forrester et al., 2018). ABCD represents a paradigm shift in community development, offering a promising framework for sustainable well-being outcomes when effectively supported by local authorities and embraced by community members.

Alice has recently graduated from the University of Birmingham with a first class degree in Policy, Politics and Economics. She was awarded the Jane Slowey bursary in her final year for her research on the Homes for Ukraine scheme. Alice is currently seeking further opportunities and can be contacted at [email protected]

References

Berkes, F. (2004) Rethinking community-based conservation. Conservation Biology, 18(3), 621–630. doi:10.1111/j.1523-1739.2004.

Forrester, G., Kurth, J., Vincent, P., & Oliver, M. (2018) Schools as community assets: an exploration of the merits of an Asset-Based Community Development (ABCD) approach. Educational Review, 72(4), 443–458. doi:10.1080/00131911.2018.1529655.

Fung, A. and Wright, E.O. (2003) Deepening democracy: Institutional innovations in empowered participatory governance. Verso.

García, I. (2020) “Chapter 4 Asset-Based Community Development (ABCD): core principles”. In Research Handbook on Community Development. Cheltenham, UK: Edward Elgar Publishing. doi:10.4337/9781788118477.00010.

Harrison, R., Blickem, C., Lamb, J., Kirk, S., and Vassilev, I. (2019) ‘Asset-Based Community Development: Narratives, Practice, and Conditions of Possibility—A Qualitative Study With Community Practitioners’ Sage Open, 9(1). doi:10.1177/2158244018823081.

Hastings, A., Bailey, N., Gannon, M., Besemer, K., and Bramley, G. (2015) ‘Coping with the Cuts? The Management of the Worst Financial Settlement in Living Memory’. Local Government Studies, 41(4), 601–621. doi:10.1080/03003930.2015.1036987.

Henderson, C., Evans-Lacko, S. and Thornicroft, G. (2013) ‘Mental Illness Stigma, Help Seeking, and Public Health Programs’. American Journal of Public Health, 103(5), 777-780. doi:10.2105/AJPH.2012.301056.

Imbroscio, D. (2013) ‘From Redistribution to Ownership: Toward an Alternative Urban Policy for America’s Cities’. Urban Affairs Review, 49(6), 787-820. doi:10.1177/1078087413495362.

Kawachi, I. and Berkman, L. (2000) ‘Social cohesion, social capital, and health’. Social epidemiology, 174(7), 290-319.

Knifton, L., Gervais, M., Newbigging, K., Mirza, N., Quinn, N., Wilson, N., and Hunkins-Hutchison, E. (2010) ‘Community conversation: addressing mental health stigma with ethnic minority communities’. Social psychiatry and psychiatric epidemiology45, 497-504.

Kretzmann, J. P. and McKnight, J. (2005) Discovering community power: A guide to mobilising local assets and your organisation’s capacity. Evanston, IL: Asset-Based Community Development Institute, School of Education and Social Policy, Northwestern University.

Local Government Association (2023) Working with housing association ‘Bolton at Home’ to reduce unemployment and deprivation – Bolton Council. Available at: https://www.local.gov.uk/case-studies/working-housing-association-bolton-home-reduce-unemployment-and-deprivation-bolton (Accessed: 20 July 2024).

Lowndes, V. and McCaughie, K. (2013) ‘Weathering the perfect storm? Austerity and institutional resilience in local government’. Policy and Politics, 41(4), 533-549.

Mind (2024) 5 ways to wellbeing. Available at: https://www.mind.org.uk/workplace/mental-health-at-work/five-ways-to-wellbeing/ (Accessed: 21 July 2024).

New Local (2024) Re-occupying Union Street: How we built back our neighbourhood. Available at: https://www.newlocal.org.uk/case-studies/re-occupying-union-street/ (Accessed 13 June 2024).

NHS Providers (2024) Co-production and engagement with communities. Available at: https://nhsproviders.org/media/698572/co-production-health-ineq-1e.pdf (Accessed: 25 July 2024).

Nudge (2024) Local love, local jobs, local spend, local change. Available at: https://www.nudge.community (Accessed 12 June 2024).

South, J. (2015) A guide to community-centred approaches for health and wellbeing. Project Report. Public Health England / NHS England.

Stirchley Baths (2024) https://stirchleybaths.org (Accessed: 22 July 2024).

Trup, N., Carrington, D. and Wyler, S (2019) Community hubs Understanding survival and success, Available at: https://www.powertochange.org.uk/wp-content/uploads/2019/07/Hubs-Report-FINAL-120719.pdf (Accessed: 24 July 2024).

Come and join our team

We are looking for a keen and talented teaching fellow, to teach and support a mix of international students and UK public sector professionals, helping to develop the next generation of senior public sector managers and leaders. 

The Department of Public Administration and Policy is a recently formed part of the University of Birmingham, incorporating the Institute of Local Government Studies (INLOGOV) – the leading UK centre for the study of public service management, policy and governance with over 50 years of experience working with local government and the public sector. 

The department sits in the School of Government, which is one of the largest in the United Kingdom – home to more than 80 full-time academic staff, more than 1,200 undergraduate and taught postgraduate students, and more than 70 doctoral researchers. The School is intellectually vibrant with an excellent record in both research and teaching.

DPAP offers a range of postgraduate degree programmes, at Masters and Diploma levels, with a thriving doctoral research community.  Our taught postgraduate programmes include a full-time on-campus Public Management MSc, an on-line Masters of Public Administration, and a blended Degree Apprenticeship in Public Leadership and Management.   

DPAP’s teaching is informed by a robust and innovative research agenda.  Building on our rich history of research addressing the institutional and political life of local government and public management, our teaching and research now also reaches beyond these traditional structures and actors to address governance, democracy, leadership, participation, policy-making, performance and financial management, and service delivery at and across multiple scales and issues.

The successful candidate will have a higher degree in a relevant area (or equivalent qualifications), high level analytical capability, and the ability to design and deliver module teaching materials successfully.  Starting salary is £35-44.3k, and the post is initially for one year.  Application deadline is 30th September. 

Further details here:  https://tinyurl.com/DPAPTF

We have to talk about OFLOG

Jason Lowther

It’s been an exciting month in government, nationally and locally, since the General Election on 4th July.  As the new Labour administration finds its feet, somewhere on Ministers’ “to do” list will be local government performance and (the department formerly known as) DLUHC’s attempts to improve this through the establishment of OFLOG, the Office for Local Government.

The election marked the exact anniversary of Michael Gove’s statement setting up OFLOG through the policy document, Understanding and supporting local government performance.  Its remit was “to provide authoritative and accessible data and analysis about the performance of local government and support its improvement”. 

Gove was at pains to stress “this is not about recreating the Audit Commission”.  With that point at least, I agree.  Whereas the Audit Commission was fiercely independent, often willing to criticise government policy where it was a factor in poor performance, OFLOG was established as an office of the department within the DLUHC department itself.  Whereas the Audit Commission developed comprehensive performance measures which were rigorously audited to assure consistency, OFLOG picked 27 PIs and published these.  Whereas the Audit Commission provided detailed national studies to inform best practice in local services, sometimes leading to wholesale systems change such as around youth justice services, with the local implementation of recommendations then supported by local specialist value for money auditors, the nascent OFLOG offered to “continue a programme of webinars to share best practice”.

An early product of OFLOG, in July 2023, was its “Local Authority Data Explorer”, which now brings together PIs on waste management, planning, adult social care, roads, and corporate and financial issues.  For each service, users can select three comparison councils to produce scatter charts like Figure 1, which compares my local council’s waste management with that of three other big cities.  This led to some rather uninformed press commentary and a response from the LGA. One may also say this is perhaps not the most compelling presentation of data in the world, arguably significantly less clear or flexible than the LGA’s excellent Inform tool which has been freely available for several years and includes thousands of published metrics.  

Caution should be applied to OFLOG’s position within a ministerial setting and the potential for politicians to be selective in how they use data for judging local authorities that are not of their political persuasion.  Whilst some may argue that the former Audit Commission may have been too powerful, it did provide a greater degree of transparency and objectivity at interpreting performance data.
 
Figure 1:  Waste management



As my colleague in Inlogov, Dr Philip Whiteman, has recently argued, the new government should ensure that OFLOG is independent of government with a remit to focus on:

  • Working with the sector to identify councils at risk of failure to ensure that support can be provided from within the sector, minimising the need for government intervention.
  • Collecting, analysing, and reporting data to enable individual councils, groups of councils and the sector nationally to make progress with shared priorities agreed with government.
  • Developing intelligence from on-going engagement with councils.
  • Supporting improvement in local services and councils’ contribution to national outcomes through researching, synthesising, and disseminating good practice.
  • Working with academic institutions such as Inlogov to incorporate key lessons from existing and future research.

We can be confident that local government performance overall is strong, and sector-led improvement has demonstrated our collective commitment to continuous improvement.  But with so much of the new government’s ambitious “Missions” depending on highly effective local government, we need to take a fresh look at how OFLOG can be further developed to identify and propagate good practice across the sector.

Jason is Director of the Institute of Local Government Studies (INLOGOV) at the University of Birmingham and was employed by the Audit Commission from 1994 to 2004.  This article was first published in the August 2024 LARIA Newsletter. Email [email protected]

INLOGOV’s new report, Equipping Local Government to Deliver National and Local Priorities, is available here.